Texas Stock Exchange LLC

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Texas Stock Exchange lets ETP issuers buy midyear tier upgrades

Filed and made effective the rule change at issue

An exchange-traded product (ETP) listed on the Texas Stock Exchange (TXSE) whose issuer wants stronger liquidity support used to wait until January. Under a rule change noticed November 10, 2026, the issuer can now move that product up a tier midyear and pay only for the trading days left in the calendar.

Updated 3 hours ago

SEC weighs Texas Stock Exchange's mandatory broker voting rule

Rule Changes

Proposed rule under SEC review

The Securities and Exchange Commission opened formal proceedings in September to decide whether Texas Stock Exchange, a challenger to NYSE and Nasdaq, may require brokers to vote shares when clients give no instructions. Under the proposal, uninstructed shares would be allocated proportionally, matching how instructed investors voted on each item, and cast as abstentions when no instructions arrive on that matter.

Updated Oct 17