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SEC allows NSCC, DTC and FICC risk management framework amendments to take effect

As of October 2026: Filed amendments to its risk management framework

The Securities and Exchange Commission (SEC) published notices on October 2 allowing three clearing agencies to immediately implement amendments to their risk management framework. The National Securities Clearing Corporation (NSCC), The Depository Trust Company (DTC), and the Fixed Income Clearing Corporation (FICC) filed the changes on September 18.

Updated Oct 2